Location: Online
About the Program:
The Wealth Management and Financial Services track is designed to grasp the intricate legal and regulatory world of financial services and wealth advisory.
Program Outcomes:
This concentration centers on the regulatory frameworks that govern U.S. banking and financial services institutions, including the roles and interactions of federal and state regulators. You will learn to identify and mitigate legal risks related to financial compliance, covering areas such as cryptocurrency, digital commerce, anti-money laundering (AML), and consumer financial protection.
This program also equips you to navigate regulations specific to wealth management, investment companies, investment advisors, and broker/dealers through exploration and management of critical cross-cutting issues, including information privacy, cybersecurity, data protection, and the legal implications of AI and machine learning within the financial sector. From trustees and family offices to fintech innovators, this track equips you to confidently navigate the legal, rick, and regulatory challenges shaping today’s financial services and wealth management landscape.